The purpose of our Investor Relations (IR) activities is to announce reliable information to the public in a timely manner. Our stockholders and potential investors can obtain sufficient information to understand our business and evaluate our company from IR activities.

SPARX Group Co., Ltd. discloses information based upon the Financial Instruments and Exchange Law of Japan Securities Dealers Association, and the other regulations. Other than the required information that we have to disclose as a listed company, we may disclose additional information for our stockholders and potential investors as needed.

SPARX Group Co., Ltd. exercises extreme care to disclose information fairly, promptly and objectively.

Please note that SPARX Group Co., Ltd. only discloses information that is already announced in public or widely known in general.

Since our financial performance is heavily influenced by the stock market movements, it is difficult for us to forecast our future financial performance. Therefore, we do not announce future projections. However, we periodically announce quarterly financial results, as well as the AUM information as of the end of the month, which is one of the major factors affecting income source of SPARX Group Co., Ltd.
Since quarterly results and AUM are especially important for our stockholders and potential investors to evaluate our company, we release the information in accordance with the policy for the IR-information disclosure.

SPARX Group Co., Ltd. is not registered with the United States Securities and Exchange Commission. Nothing herein should be construed as an offer to buy or sell SPARX Group Co Ltd. securities in the United States.